ESG & Sustainability Statement

Rockart Inc. operates under principles of transparency, accountability, ethical conduct, risk discipline, and long-term value creation.
The Company maintains governance structures aligned with:
— U.S. corporate governance standards applicable to Delaware corporations
— OECD Principles of Corporate Governance
— International compliance frameworks relevant to technology, intellectual property, and industrial infrastructure platforms
— Global best practices in risk oversight, anti-corruption compliance, and ESG integration
This governance framework applies across:
— Rockart Inc. (corporate parent entity)
— FluidCore Systems™
— COAXA Alta Fera™
— All controlled platforms, licensing structures, and technology deployments
Rockart’s governance philosophy prioritizes:
— Protection of intellectual property and proprietary systems
— Regulatory compliance across jurisdictions
— Ethical licensing and commercialization models
— Sustainable, scalable infrastructure deployment
— Institutional-grade internal controls

Rockart Inc. is incorporated in the State of Delaware, United States.
Ultimate oversight responsibility rests with the Company’s executive leadership and, where applicable, its Board of Directors.
The Board (or equivalent governing body) retains oversight responsibility for:
— Strategic direction
— Risk management and internal controls
— Regulatory compliance
— Anti-corruption and sanctions compliance
— Intellectual property governance
— ESG integration across platforms
— Oversight of controlled brands and licensed deployments
Operational compliance oversight may be delegated to a designated Compliance Officer or equivalent responsible executive.
The Compliance Officer is responsible for:
— Monitoring adherence to corporate policies
— Reviewing material compliance risks
— Coordinating investigations
— Overseeing reporting channels
— Escalating significant matters to executive leadership and/or the Board
All governance functions extend to activities conducted under FluidCore Systems™ and COAXA Alta Fera™, including licensing, manufacturing partnerships, and infrastructure deployment models.

Rockart maintains a risk-based governance approach designed to identify, assess, and mitigate:
— Regulatory risks
— Sanctions and export control risks
— Intellectual property risks
— Operational risks
— Cybersecurity and data protection risks
— Anti-corruption exposure
— ESG-related risks
Risk oversight includes:
— Periodic internal review
— Contractual compliance mechanisms in licensing agreements
— Due diligence on key partners, suppliers, and distributors
— Escalation procedures for material incidents
Where appropriate, Rockart may implement enhanced compliance controls for high-risk jurisdictions or counterparties.

Rockart’s governance model incorporates:
— Anti-corruption compliance aligned with FCPA and UK Bribery Act
— Competition and antitrust compliance
— Sanctions and export control adherence
— Data protection compliance (GDPR, U.S. state laws, other applicable frameworks)
— Protection of proprietary technologies and trade secrets
All partners operating under FluidCore Systems™ and COAXA Alta Fera™ are expected to adhere to equivalent compliance standards under contractual obligations.
Governance controls form part of Rockart’s licensing and commercialization architecture.

Rockart integrates Environmental, Social, and Governance (ESG) considerations into corporate strategy, platform design, and long-term value creation.
5.1 Environmental Responsibility
Across Rockart Inc., FluidCore Systems™, and COAXA Alta Fera™, the Company promotes:
— Compliance with environmental laws and regulations
— Responsible infrastructure deployment
— Energy efficiency and system optimization
— Reduction of environmental footprint where reasonably practicable
— Sustainable engineering and lifecycle considerations in platform design
Partners are expected to operate in accordance with applicable environmental standards and to implement responsible operational practices.
5.2 Social Responsibility
Rockart supports:
— Internationally recognized human rights principles
— Prohibition of forced labor and unlawful child labor
— Non-discrimination and equal opportunity
— Safe and healthy working environments
— Responsible supply chain conduct
Business decisions consider long-term stakeholder impact, including employees, partners, communities, and ecosystem sustainability.
5.3 Governance Integrity
Governance at Rockart is structured to ensure:
— Clear accountability
— Transparent decision-making
— Ethical leadership
— Structured compliance oversight
— Long-term sustainability over short-term gain
ESG factors are considered in strategic planning, licensing expansion, and infrastructure scaling.

As an IP-driven technology company, Rockart treats intellectual property protection as a governance priority.
The Company maintains:
— Structured IP protection strategy
— Patent filing and monitoring processes
— Confidentiality safeguards
— Contractual IP control in licensing agreements
— Enforcement mechanisms for unauthorized use
All governance standards extend to proprietary systems under FluidCore Systems™ and COAXA Alta Fera™.
Protection of IP is fundamental to Rockart’s commercial sustainability and governance integrity.

Rockart maintains reporting mechanisms for:
— Compliance concerns
— Ethical violations
— Suspected misconduct
— Regulatory risks
Reports may be escalated to executive leadership and, where appropriate, to Board-level oversight.
Retaliation against individuals who report concerns in good faith is strictly prohibited.

This ESG & Corporate Governance Statement is reviewed periodically and at least annually by executive leadership and/or the designated Compliance Officer.
Updates may reflect:
— Regulatory developments
— Governance enhancements
— ESG evolution
— Operational expansion
— Risk landscape changes
Material updates will be published with a revised Effective Date.